Brian Murphey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 01/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 06/2016 → 01/2019
  Bank Of America, N.A.
  Rolling Meadows, IL
• 01/2019 → 10/2022
  Morgan Stanley
  Orland Park, IL
• 10/2022 → 11/2023
  Self Employed
  Naperville, IL
• 11/2023 → 06/2024
  Jpmorgan Securities Llc
  Chicago, IL
• 06/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Previous Registrations

• 2023-12-22 → 2024-06-01
  J.P. Morgan Securities Llc
  Chicago, IL
  New York, NY
  Chicago, IL
• 2019-01-18 → 2022-10-25
  Morgan Stanley
  Orland Park, IL
  Oak Brook, IL
• 2016-06-01 → 2019-01-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2015-06-29 → 2016-05-02
  Pnc Wealth Management Llc
  Naperville, IL
  Belvidere, IL
• 2014-04-09 → 2015-06-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL
• 2007-01-26 → 2014-03-24
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
• 2005-07-01 → 2006-11-09
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2005-02-16

Other Names

• Brian Mitchell Murphey
• Brian Murphey
• Brian M Murphey