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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-23
  • TX RA
    APPROVED
    Since 2025-01-23

Branch Locations

2916 Marketplace Dr Ste 104, Fitchburg, WI 53719 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sandy UT 01/2008 03/2020
Ameriprise Financial Services, Llc Sandy UT 03/2020 Present
Ameriprise Financial Services, Llc Fitchburg WI 01/2025 Present
Previous Registrations
  • 2008-02-01 → 2024-11-22
    Idaho Falls, ID
    Idaho Falls, ID
    Batavia, NY
    Sandy, UT
    Orchard Park, NY
    Sandy, UT
    San Rafael, CA
    Sandy, UT
    Tomball, TX
    Houston, TX
    Houston, TX
Other Businesses

Outside Employment; Swissport North America; My role as an administrative manager is to manage flight billings on a daily basis from the previous days activity. I also handling any accounts payable for the IAH station.; Airline Cargo services that provide contract services for ground handling of passenger services as well as cargo transfers.; 227 Fayetteville St., , Raleigh, NC, 27601; Not Investment-Related; 11/22/2024; 60 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-07
  • S66 Uniform Combined State Law Examination
    2002-09-07
Other Names
  • Keeton
  • Sandy Leigh Keeton
  • Sandy Leigh Mangani
  • Sandy Leigh Mangani
  • Sandy Leigh Bowen

View on SEC IAPD

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