Ryan Joseph Boswell

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-29
UT	RA	APPROVED	2023-06-29

TX RA
APPROVED_RES

Since 2023-06-29
UT RA
APPROVED

Since 2023-06-29

Branch Locations

136 West 12300 So, Draper, UT 84020 • United States

207 S Main St, Bountiful, UT 84010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2006-02-06 → 2006-09-26

U.S. Bancorp Investments, Inc.

Salt Lake City, UT

Ogden, UT

North Salt Lake, UT

Bountiful, UT

Riverdale, UT

Brigham City, UT

Ogden, UT

Sunset, UT

Woods Cross, UT

Ogden, UT

Syracuse, UT

Salt Lake City, UT

Salt Lake City, UT

Other Businesses

1. SALE OF FIXED INSURANCE, (LIFE, HEALTH, ANNUITIES); 2. NAME OF OTHER BUSINESS: L3; INVESTMENT RELATED: NO; ADDRESS: 640 NORTH 2200 WEST, SALT LAKE CITY, UT 84116; NATURE OF BUSINESS: FINANCIAL ANALYSIS; START DATE: 11/21/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ANALYST 2; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: PROGRAM MANAGEMENT REVIEW, FORECASTING, AND REVENUE PROJECTIONS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-02
S63	Uniform Securities Agent State Law Examination	2002-03-09

S65 Uniform Investment Adviser Law Examination

2006-02-02
S63 Uniform Securities Agent State Law Examination

2002-03-09

View on SEC IAPD