Dana Perry

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX

Previous Registrations

• 2009-06-01 → 2012-06-14
  Morgan Stanley
  Albuquerque, NM
  Albuquerque, NM
• 2008-10-14 → 2009-06-01
  Citigroup Global Markets Inc.
  Albuquerque, NM
  Albuquerque, NM

Exams

• S66 Uniform Combined State Law Examination
  2008-10-06
• S63 Uniform Securities Agent State Law Examination
  2001-06-25

Other Names

• Dana Ann Reese
• Dana Neese Murphy
• Dana Ann Neese
• Dana Neese Murphy
• Dana Neese Perry