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Nathan Dale Fichter

Ria Advisory Group, LLC

Elk Horn, NE

Des Moines, IA

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Current Employers
Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-06-26
TX RA APPROVED_RES 2024-12-12
  • NE RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED_RES
    Since 2024-12-12

Branch Locations

Elk Horn, NE • United States

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 01/2012 12/2016
Questar Asset Management Minneapolis MN 02/2016 12/2016
Lpl Financial, Llc Omaha NE 12/2016 11/2020
Visionpoint Advisory Group Omaha NE 12/2016 11/2020
Ria Advisory Group, Llc Elk Horn NE 11/2020 Present
  • 01/2012 → 12/2016
    Questar Capital Corporation
    Minneapolis, MN
  • 02/2016 → 12/2016
    Questar Asset Management
    Minneapolis, MN
  • 12/2016 → 11/2020
    Lpl Financial, Llc
    Omaha, NE
  • 12/2016 → 11/2020
    Visionpoint Advisory Group
    Omaha, NE
  • 11/2020 → Present
    Elk Horn, NE
Previous Registrations
  • 2016-12-14 → 2020-12-04
    Omaha, NE
  • 2016-03-11 → 2016-12-19
    Questar Asset Management, Inc.
    Omaha, NE
    Minneapolis, MN
Other Businesses

1. AMERICAN SENIOR BENEFITS; NOT INVESTMENT RELATED; 3345 N. 107TH ST., OMAHA, NE 68134; INSURANCE; OWNER; START 10/2009; 8 HOURS/MONTH; ZERO HOURS DEVOTED DURING TRADING HOURS; INSURANCE SALES - LIFE. 2. RNR LEGACY LLC; NOT INVESTMENT RELATED; 805 S. 190TH AVE, ELKHORN, NE, 68022; REAL ESTATE; OWNER; START 04/2012; 8 HOURS/MONTH; ZERO HOURS DEVOTED DURING TRADING HOURS; PROPERTY DEVELOPMENT. 3. 4/2012 - THE HILLS, INC - Not Investment Related - 6210 N 107th St Omaha NE 68134 - MONTESSORI SCHOOL; OWNER - Started 04/2012 - 8 Hours Per Month; zero hours devoted during trading hours; Manage the company. 4. 3/28/2017 - F & N LEGACY LLC - Not Investment Related - Farragut, IA - Real Estate Rental - PRESIDENT/OWNER - Started 01/10/12 - 1 Hour Per Month During Securities Trading - FARMLAND. 5. Living Waters RE LLC - Not Investment Related - 2583 E 5th Ave Columbus, NE 68022 - Real Estate - Owner - 60% - 4/2020 -2 hours per month, 0 during trading hours - Property Development. 6. SHINE EXPRESS WASH LLC - NOT INVESTMENT RELATED - 2583 E. 5TH, COLUMBUS, NE 68601 - OWNER - START 4/2020 - 2 HOURS/MONTH NONE DURING TRADING HOURS; CAR WASH REVENUE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-10
S63 Uniform Securities Agent State Law Examination 2001-08-31
  • S65 Uniform Investment Adviser Law Examination
    2016-03-10
  • S63 Uniform Securities Agent State Law Examination
    2001-08-31
Other Names
  • Nate Fichter
  • Nathan D Fichter

View on SEC IAPD

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