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500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED_RES | 2024-12-12 |
Branch Locations
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 01/2012 | 12/2016 |
| Questar Asset Management | Minneapolis | MN | 02/2016 | 12/2016 |
| Lpl Financial, Llc | Omaha | NE | 12/2016 | 11/2020 |
| Visionpoint Advisory Group | Omaha | NE | 12/2016 | 11/2020 |
| Ria Advisory Group, Llc | Elk Horn | NE | 11/2020 | Present |
1. AMERICAN SENIOR BENEFITS; NOT INVESTMENT RELATED; 3345 N. 107TH ST., OMAHA, NE 68134; INSURANCE; OWNER; START 10/2009; 8 HOURS/MONTH; ZERO HOURS DEVOTED DURING TRADING HOURS; INSURANCE SALES - LIFE. 2. RNR LEGACY LLC; NOT INVESTMENT RELATED; 805 S. 190TH AVE, ELKHORN, NE, 68022; REAL ESTATE; OWNER; START 04/2012; 8 HOURS/MONTH; ZERO HOURS DEVOTED DURING TRADING HOURS; PROPERTY DEVELOPMENT. 3. 4/2012 - THE HILLS, INC - Not Investment Related - 6210 N 107th St Omaha NE 68134 - MONTESSORI SCHOOL; OWNER - Started 04/2012 - 8 Hours Per Month; zero hours devoted during trading hours; Manage the company. 4. 3/28/2017 - F & N LEGACY LLC - Not Investment Related - Farragut, IA - Real Estate Rental - PRESIDENT/OWNER - Started 01/10/12 - 1 Hour Per Month During Securities Trading - FARMLAND. 5. Living Waters RE LLC - Not Investment Related - 2583 E 5th Ave Columbus, NE 68022 - Real Estate - Owner - 60% - 4/2020 -2 hours per month, 0 during trading hours - Property Development. 6. SHINE EXPRESS WASH LLC - NOT INVESTMENT RELATED - 2583 E. 5TH, COLUMBUS, NE 68601 - OWNER - START 4/2020 - 2 HOURS/MONTH NONE DURING TRADING HOURS; CAR WASH REVENUE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-31 |
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