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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-06 |
| CT | RA | APPROVED | 2021-02-08 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason Investor Services, Llc | Stamford | CT | 12/2005 | 10/2020 |
| Clearbridge Investments Llc | New York | NY | 12/2005 | 10/2020 |
| Legg Mason & Co Llc | Stamford | CT | 12/2005 | 10/2020 |
| Fisher Investments | Camas | WA | 02/2021 | Present |
| Unemployed | Orange | CT | 10/2020 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-15 |
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