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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-19
  • IN RA
    APPROVED
    Since 2025-03-19

Branch Locations

8801 River Crossing Blvd Suite 120, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pimco Investments Llc New York NY 02/2011 01/2025
Pacific Investment Management Company Llc New York NY 02/2011 01/2025
Robert W. Baird Indianapolis IN 01/2025 Present
  • 02/2011 → 01/2025
    Pimco Investments Llc
    New York, NY
  • 02/2011 → 01/2025
    Pacific Investment Management Company Llc
    New York, NY
  • 01/2025 → Present
    Robert W. Baird
    Indianapolis, IN
Previous Registrations
  • 2004-03-30 → 2007-08-17
    Allianz Global Investors Managed Accounts Llc
    New York, NY
  • 2002-10-15 → 2004-03-24
    Securian Financial Services, Inc.
    St. Louis, MO
Other Businesses

SILENT PARTNER WITH BALL & BISCUIT LLC., A BAR/RESTAURANT ESTABLISHMENT; REFERRED BY FRIEND, TREVOR BELDEN; NO HOURS OR DUTIES ARE NECESSARY. SILENT PARTNER/INVESTOR IN GUN PRO LLC. THE LLC HAS PATENTS FOR MAGAZINES AND GUN SIGHTS; REFERRED BY FRIEND. I DEDICATE NO TIME AND HAVE NO DUTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-18
S63 Uniform Securities Agent State Law Examination 2001-09-24
  • S65 Uniform Investment Adviser Law Examination
    2025-03-18
  • S63 Uniform Securities Agent State Law Examination
    2001-09-24
Other Names
  • James K Willbrand

View on SEC IAPD

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