Best Investors Account Sign in

Denise M Williams

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-01-23
NY RA APPROVED 2021-04-19
TX RA APPROVED 2009-06-19
CT RA APPROVED 2008-05-05
  • NH RA
    APPROVED
    Since 2025-01-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2009-06-19
  • CT RA
    APPROVED
    Since 2008-05-05

Branch Locations

50 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Buffalo NY 03/2008 Present
  • 03/2008 → Present
    Merrill Lynch
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-01
S63 Uniform Securities Agent State Law Examination 2001-08-23
  • S66 Uniform Combined State Law Examination
    2008-05-01
  • S63 Uniform Securities Agent State Law Examination
    2001-08-23
Other Names
  • Denise Marie Bruch
  • Denise Marie Bernstein
  • Denise Marie Dunkleman
  • Denise M Bruch-Dunkleman
  • Denise Marie Bruch-Dunkleman
  • Denise Marie Bruch
  • Denise Marie Bernstein
  • Denise Marie Dunkleman
  • Denise M Brunch
  • Denise M Bruch-Dunkleman
  • Denise M Bruch-Dunkleman

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
NORTH WOODS WEALTH MANAGEMENT
COURIER CAPITAL, LLC
COMMONWEALTH FINANCIAL NETWORK
EUDAIMONIA WEALTH
DELAWARE AVENUE ADVISORS INC.
GRENDA GROUP

Other Investors

JAMES CLARK MADAN
SEAN ANTHONY SIRACUSA
Joshua Charles Rohrer
Anthony Pandolfi
ANDREW PATRICK DURFEE
Beau Riggs
Jeremy Tilton Wadsworth
WILLIAM BARRETT WADSWORTH

Other Offices

LPL FINANCIAL LLC · BUFFALO, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
NORTH WOODS WEALTH MANAGEMENT · BUFFALO, NY
COURIER CAPITAL, LLC · BUFFALO, NY
COMMONWEALTH FINANCIAL NETWORK · BUFFALO, NY
EUDAIMONIA WEALTH · BUFFALO, NY
DELAWARE AVENUE ADVISORS INC. · BUFFALO, NY

More in Buffalo, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor