Daniel Jon Olsen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-05-15
WI	RA	APPROVED	2007-10-26

IL RA
APPROVED

Since 2025-05-15
WI RA
APPROVED

Since 2007-10-26

Branch Locations

Milan, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Hudson	WI	10/2007	Present

10/2007 → Present

Linsco/Private Ledger Corp.

Hudson, WI

Previous Registrations

2007-08-29 → 2007-11-05

Oneamerica Securities, Inc.

Excelsior, MN

Hudson, WI

Excelsior, MN
2004-09-24 → 2006-04-13

Waddell & Reed

Woodbury, MN

Woodbury, MN

Hudson, WI
2002-06-19 → 2004-09-08

Principal Securities, Inc.

Cedar Rapids, IA

Other Businesses

1. 10/26/07 - FIXED INSURANCE/VARIOUS INSURANCE CARRIERS - 9/2004 TO PRESENT - HUDSON, WI 2. 01/24/2017 - WEALTHBUILDERS INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/18/2017 - 160 Hours per Month/130 Hours during Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-07-30

S66 Uniform Combined State Law Examination

2001-07-30

Other Names

Dan Olsen

View on SEC IAPD