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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-12-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sun City | AZ | 11/2005 | Present |
| Bank Of America, N.A. | Sun City | AZ | 07/2011 | Present |
NAME: DEER VALLEY SCHOOL DISTRICT INVESTMENT RELATED:NO ADDRESS: 22800 N 67TH AVE, GLENDALE AZ 85310 NATURE: COACHING YOUR POSITION, TITLE, ASSOCIATION: HEAD SWIM COACH START DATE: 8/09/06 - 11/05/06 NUMBER OF HOURS DEVOTED PER MONTH: 40 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: HEAD SWIM AND DIVING COACH I*: 2988264 Entity Type: Fiduciary role Name of OBA: C. K C.ARVER TTEE U/A DTD 04/18/2013 BY C. K C. Address: Peoria, AZ 85382 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/15/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-28 |
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