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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-08-03
  • TX RA
    APPROVED
    Since 2001-08-03

Branch Locations

8309 Whitley Rd Ste 101, Watauga, TX 76148 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 06/2001 03/2020
Ameriprise Financial Services, Llc Watauga TX 03/2020 Present
Other Businesses

Business Ownership; Prich 3 LLC; Setting corporate policies. Approving the decision to issue stock, authorizing dividends, and setting salaries for executive employees. Making necessary amendments to the bylaws or articles of incorporation of the company. Always acting in the best interests of the corporation.; Financial Advising; 6337 Pecan Orchard Ct, , Fort Worth, TX, 76179; Not Investment-Related; 05/01/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Prich 3; Managing Director - Manage business; ; 6337 Pecan Orchard Ct, , For Worth, TX, 76179; Not Investment-Related; 05/03/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-31
  • S66 Uniform Combined State Law Examination
    2001-07-31
Other Names
  • Paul Richardson

View on SEC IAPD

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