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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-07-15
  • CA RA
    APPROVED
    Since 2010-07-15

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

1 Park Plaza Suite 600, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 07/2010 Present
Titanium Financial & Insurance Services Inc. Irvine CA 08/2013 Present
  • 07/2010 → Present
    Palm Beach Gardens, FL
  • 08/2013 → Present
    Titanium Financial & Insurance Services Inc.
    Irvine, CA
Previous Registrations
Other Businesses

SINCE 2001, I HAVE BEEN AN INDEPENDENT INSURANCE AGENT WITH FIXED INSURANCE COMPANIES TO SELL LIFE, HEALTH, FIXED ANNUITIES, PROPERTY CASUALTY INSURANCE ON COMMISSION WITH A TIME COMMITMENT OF 15 HOURS PER WEEK. IN 2013, TITANIUM FINANCIAL & INSURANCE SERVICES INC WAS ESTABLISHED AND I BECAME PART OWNER. I AM COMPENSATED BY SALARY. IN 2009, I BECAME A CERTIFIED TAX PREPARER AND BOOKKEEPING AS A SOLE PROPRIETOR. I CHARGE A FLAT FEE FOR TAX PREPARATION AND BOOKKEEPING SERVICES. I DEVOTE ABOUT 10 HOURS A WEEK DURING OFF SEASON AND 30 HOURS A WEEK DURING BUSY SEASON. TITANIUM FINANCIAL & INSURANCE SERVICES INC. POSITION: Director NATURE: Fixed Annuities, Life Insurance, Health, P&C INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 6 START DATE: 08/01/2013 ADDRESS: 18100 Von Karman Ave, Suite 850, Irvine CA 92612, United States DESCRIPTION: Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-12
S63 Uniform Securities Agent State Law Examination 2001-08-14
  • S65 Uniform Investment Adviser Law Examination
    2007-10-12
  • S63 Uniform Securities Agent State Law Examination
    2001-08-14
Other Names
  • Mariday Daisy Taruc

View on SEC IAPD

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