Randy R. Moorehead

Current Employers

Employment History

• 07/2015 → 09/2018
  Signator Investors, Inc.
  Raleigh, NC
• 09/2018 → 08/2021
  Lpl Financial Llc
  Raleigh, NC
• 09/2018 → Present
  Level Four Advisory Services Llc
  Raleigh, NC
• 08/2021 → Present
  Level Four Financial, Llc
  Mobile, AL

Previous Registrations

• 2015-07-31 → 2018-09-24
  Signator Investors, Inc.
  Raleigh, NC
• 2009-04-22 → 2015-08-04
  Equitable Advisors, Llc
  Raleigh, NC
  Cary, NC

Other Businesses

1. 9/21/2018 - LEVEL FOUR WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/17/2018 - 170 Hours Per Month During Securities Trading - Time Spent 90%. 2. 10/3/2018 - LEVEL FOUR ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/17/2018 - 16 Hours Per Month/16 Hours During Securities Trading - Time Spent 10% - I provide investment advisory services through LEVEL FOUR ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 9/2018. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. LEVEL FOUR INSURANCE, 12400 COIT ROAD, STE 700 DALLAS TX 75251, INVESTMENT RELATED, ADVISOR CLIENT SERVICES ASSOCIATE, 1 HOURS PER MONTH/1 DURING TRADING, START DATE JULY 2021.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-03
• S63 Uniform Securities Agent State Law Examination
  2001-09-11

Other Names

• Randy Ray Moorehead