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Sarah Ferguson Harris

Heartwood Wealth Advisors, LLC

Richmond, VA

Richmond, VA

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Current Employers
Heartwood Wealth Advisors, Llc

9020 Stony Point Parkway Suite 325, Richmond, VA 23235 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-10-07
  • VA RA
    APPROVED
    Since 2021-10-07

Branch Locations

9020 Stony Point Parkway Suite 325, Richmond, VA 23235 • United States

9020 Stony Point Pkwy , Suite 225, Richmond, VA 23235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sbk Financial, Inc. Richmond VA 09/2014 08/2021
Heartwood Wealth Advisors Richmond VA 10/2021 Present
  • 09/2014 → 08/2021
    Sbk Financial, Inc.
    Richmond, VA
  • 10/2021 → Present
    Heartwood Wealth Advisors
    Richmond, VA
Previous Registrations
  • 2018-04-19 → 2021-09-01
    Wealthcrossing
    Richmond, VA
  • 2002-06-04 → 2007-03-30
    Truist Investment Services, Inc.
    Richmond, VA
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-23
S66 Uniform Combined State Law Examination 2001-12-20
  • S65 Uniform Investment Adviser Law Examination
    2018-03-23
  • S66 Uniform Combined State Law Examination
    2001-12-20
Other Names
  • Sarah Randolph Ferguson
  • Sarah Randolph Ferguson
  • Sarah Randolph Harris

View on SEC IAPD

Other Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

More in Richmond, VA

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