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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-08 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
700 Milam Street Suite 1200, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ifs Financial Services | Cincinnati | OH | 01/2017 | 04/2019 |
| Touchstone Securities | Cincinnati | OH | 01/2017 | 04/2019 |
| Unemployed | Dallas | TX | 11/2015 | 01/2017 |
| Morgan Stanley Smith Barney Llc | Dallas | TX | 04/2019 | 07/2023 |
| Hilltop Securities Inc. | Dallas | TX | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-20 |
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