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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-11-30
NM RA APPROVED 2021-11-01
TX RA APPROVED_RES 2021-11-01
  • NH RA
    APPROVED
    Since 2023-11-30
  • NM RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

8205 Spain Road Ne Suite 115, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Albuquerque NM 05/2014 Present
Mid Atlantic Financial Management, Inc. Pittsburgh PA 05/2014 Present
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 05/2014 → Present
    Mid Atlantic Capital Corporation
    Albuquerque, NM
  • 05/2014 → Present
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2014-05-30 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Albuquerque, NM
    Pittsburgh, PA
  • 2006-06-30 → 2014-06-27
    Ameritas Investment Company, Llc
    Albuquerque, NM
  • 2003-01-27 → 2006-06-30
    Carillon Investments, Inc.
    Albuquerque, NM
    Albuquerque, NM
  • 2001-08-27 → 2002-11-22
    Albuquerque, NM
Other Businesses

1)WATERS & ROOSILD, LLC, DBA KIVI FINANCIAL GROUP~INVESTMENT RELATED~8205 SPAIN RD NE, STE 115, ALBUQUERQUE, NM 87109~RECEIVES ALL COMMISSIONS AND FEES FROM FINANCIAL SERVICES SALES~100% OWNER~JANUARY 2005~12HRS PER MONTH~10HRS PER MONTH DURING MARKET~ALL DUTIES AND RESPONSIBILITIES RELATED TO THE SALE OF FINANCIAL PRODUCTS, BOOKKEEPING, MANAGEMENT OF BUSINESS FINANCES, SUPERVISION OF EMPLOYEES - - - - - - - - - - 2)NEUTRAL FINANCIAL SPECIALIST~NON INVESTMENT RELATED~8205 SPAIN RD NE, STE 115, ALBUQUERQUE, NM 87109~COLLABORATIVE DIVORCE PROCESS~FINANCIAL COACH~MAY 2005~15HRS PER MONTH~10HRS PER MONTH DURING MARKET~EDUCATE CLIENTS & ATTORNEYS & COLLECT/ORGANIZE FINANCIAL INFORMATION - - - - - - - - 3)TRUSTEE OF TRUST THAT OWNS MULTIPLE PROPERTIES~NON INVESTMENT RELATED~PLACITAS, NM 87043~RENTAL PROPERTY~OWNER~APRIL 2011~1HR PER MONTH~0HRS PER MONTH DURING MARKET~PROPERTY MANAGEMENT AND COLLECTION OF RENT 4) Kivi Insurance Group LLC...Investment Related...Albuquerque, NM 87109....Fixed Insurance sales: life, health, fixed annuities, disability, long term care...Partner...1/1/22 start date...10per month...5 hours per month during market...Manage staff with new product sales and client service 5)Kivi Studios LLC*No Invest*Taos, NM*Owner*Commercial Real Estate*7/1/23*5 Per mnth*Collect rent from tenants, pay mortgage and expenses 6)NewEdge Advisors*Yes Invest*Albuquerque, NM *Investment Advisor*1/1/03*Investment management, financial planning, client meetings*80 hrs week*

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-24
  • S66 Uniform Combined State Law Examination
    2001-07-24
Other Names
  • Ingrid Linda Rooslid

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