Scott Francis Gaddis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2010-03-03

MA RA
APPROVED

Since 2010-03-03

Branch Locations

Brighton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Boston	MA	02/2010	Present

02/2010 → Present

Lpl Financial Llc

Boston, MA

Other Businesses

(1) 9/26/2011: OTHER-MUSICIAN - VOICE ACTOR - RECORDED AUDIO PERFORMANCES, NARRATION. - NOT INVESTMENT RELATED - TIME SPENT 3%. (2) 03/09/2015: THALHEIMER LTC INSURANCE - INV REL - 27 PETERSON ROAD, NATICK, MA 01760 OR REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 02/24/2015 - 4 HR/MO NONE DURING SECS TRDG HRS - LONG-TERM CARE INSURANCE 3. 09/05/2025 - USA Hockey - Outside/W-2 Employment - Not Inv rel - Start date: 10/1/2025 - 8 hrs/mnth 0 hrs during Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-07-27

S66 Uniform Combined State Law Examination

2001-07-27

View on SEC IAPD