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Jerry Randolph Booth

LPl Financial LLC

Dagsboro, DE

CRD 4401153

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-03-02
VA RA APPROVED 2009-08-14
  • DE RA
    APPROVED
    Since 2022-03-02
  • VA RA
    APPROVED
    Since 2009-08-14

Branch Locations

Dagsboro, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Ashburn VA 08/2009 Present
  • 08/2009 → Present
    Lpl Financial
    Ashburn, VA
Previous Registrations
Other Businesses

1. 08/14/09 - DBA ONLY, BOOTH INVESTMENT GROUP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-10
  • S66 Uniform Combined State Law Examination
    2001-08-10

View on SEC IAPD

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