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Daniel John Carollo

Rbc Capital Markets, LLC

Florham Park, NJ

Warren, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-22
TX RA APPROVED 2025-07-22
  • NJ RA
    APPROVED
    Since 2025-07-22
  • TX RA
    APPROVED
    Since 2025-07-22

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Warren, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Parsippany NJ 09/2011 01/2021
Goldman Sachs & Co. Llc New York NY 01/2021 07/2025
Rbc Capital Markets, Llc Florham Park NJ 07/2025 Present
City National Bank Florham Park NJ 04/2026 Present
  • 09/2011 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Parsippany, NJ
  • 01/2021 → 07/2025
    Goldman Sachs & Co. Llc
    New York, NY
  • 07/2025 → Present
    Rbc Capital Markets, Llc
    Florham Park, NJ
  • 04/2026 → Present
    City National Bank
    Florham Park, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-23
S63 Uniform Securities Agent State Law Examination 2001-06-15
  • S66 Uniform Combined State Law Examination
    2012-03-23
  • S63 Uniform Securities Agent State Law Examination
    2001-06-15

View on SEC IAPD

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