John Kanaday Carter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Lpl Financial
  Dahlonega, GA

Previous Registrations

• 2008-12-17 → 2015-03-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gainesville, GA
• 2007-07-20 → 2008-10-03
  Morgan Stanley & Co. Llc
  Alpharetta, GA

Other Businesses

(1) 04/21/2015 - PRUDENT WEALTH ADVISORS, LLC - NOT INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-09-28
• S65 Uniform Investment Adviser Law Examination
  2007-02-23

Other Names

• John Kanaday Carter
• John K Carter
• John Carter