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John Kanaday Carter

LPl Financial LLC

Cumming, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-03-20
  • GA RA
    APPROVED
    Since 2015-03-20

Branch Locations

327 Dahlonega St, Suite 1804-A, Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Dahlonega GA 02/2015 Present
  • 02/2015 → Present
    Lpl Financial
    Dahlonega, GA
Previous Registrations
Other Businesses

(1) 04/21/2015 - PRUDENT WEALTH ADVISORS, LLC - NOT INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-09-28
S65 Uniform Investment Adviser Law Examination 2007-02-23
  • S63 Uniform Securities Agent State Law Examination
    2007-09-28
  • S65 Uniform Investment Adviser Law Examination
    2007-02-23
Other Names
  • John Kanaday Carter
  • John K Carter
  • John Carter

View on SEC IAPD

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Other Investors

JEANINE MARTIN
SAMANTHA MIA DUTTO
LINDA DIANE HERTOG
Brian G Moore
Donald A Dennis
CLAUDIA GUADALUPE PINEDA PADILLA
BIRGITTE ANNA-LEAH HOUEN-TOLSTRUP
Carol J Alka

Other Offices

PFS INVESTMENTS INC. · CUMMING, GA
FINANCIAL CONSULTANTS GROUP INC · CUMMING, GA
TRUIST ADVISORY SERVICES, INC. · CUMMING, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cumming, GA
PNC WEALTH MANAGEMENT LLC · CUMMING, GA
OSAIC WEALTH, INC. · CUMMING, GA
WELLS FARGO CLEARING SERVICES, LLC · CUMMING, GA
EDWARD JONES · Cumming, GA

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