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David Thomas Mayes

Three Bearings Fiduciary Advisors, Inc.

Hampton, NH

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Current Employers
Three Bearings Fiduciary Advisors, Inc.

380 Lafayette Road Unit D, Hampton, NH 03842 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
MA RA APPROVED 2016-09-21
ME RA APPROVED 2016-08-23
NH RA APPROVED 2016-08-23
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MA RA
    APPROVED
    Since 2016-09-21
  • ME RA
    APPROVED
    Since 2016-08-23
  • NH RA
    APPROVED
    Since 2016-08-23

Branch Locations

380 Lafayette Road Unit D, Hampton, NH 03842 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mackensen & Company, Inc Hampton NH 09/2008 Present
  • 09/2008 → Present
    Mackensen & Company, Inc
    Hampton, NH
Previous Registrations
  • 2009-01-19 → 2016-10-27
    Mackensen & Company, Inc.
    Hampton, NH
  • 2007-09-20 → 2012-11-30
    Mascoma Savings Bank, Fsb Dba Mascoma Wealth Management
    Hanover, NH
  • 2007-04-24 → 2008-09-24
    Lpl Financial Llc
    Lebanon, NH
  • 2005-03-18 → 2007-06-29
    The James Sterling Company, Llc
    Walpole, NH
  • 2004-03-29 → 2004-08-18
    The James Sterling Company, Llc
    Walpole, NH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-05-02
S65 Uniform Investment Adviser Law Examination 2004-01-24
  • S63 Uniform Securities Agent State Law Examination
    2007-05-02
  • S65 Uniform Investment Adviser Law Examination
    2004-01-24
Designations
Other Names
  • David Thomas Mayes

View on SEC IAPD

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Other Offices

EDWARD JONES · HAMPTON, NH
EDWARD JONES · HAMPTON, NH
FLAGSHIP HARBOR ADVISORS, LLC · Hampton, NH
CITIZENS SECURITIES, INC. · HAMPTON, NH
MML INVESTORS SERVICES, LLC · HAMPTON, NH
EAGLE STRATEGIES LLC · HAMPTON, NH
LPL FINANCIAL LLC · HAMPTON, NH
OSAIC WEALTH, INC. · HAMPTON, NH

More in Hampton, NH

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