Charles Francis Boagni

Current Employers

Employment History

• 11/2009 → 08/2026
  Lpl Financial Llc
  Opelousas, LA
• 11/2009 → Present
  Peak Wealth Management Llc
  Opelousas, LA
• 01/2021 → Present
  Mm&C Realty Co Llc
  Opelousas, LA
• 07/2021 → Present
  Peak Realty Llc
  Lafayette, LA
• 01/2022 → Present
  Walter And Boagni Llc
  Opelousas, LA
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-11-24 → 2026-08-24
  Lpl Financial Llc
  Lafayette, LA
  San Diego, CA
  Lafayette, LA
  Opelousas, LA
  Lafayette, LA
• 2005-07-06 → 2009-11-30
  Chase Investment Services Corp.
  Opelousas, LA
  Opelousas, LA
  Port Barre, LA
  Sunset, LA
  Opelousas, LA
• 2003-11-17 → 2005-07-06
  Banc One Securities Corporation
  Opelousas, LA
• 2002-08-21 → 2003-08-06
  Equitable Advisors, Llc
  Lafayette, LA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2009 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: PEAK WEALTH MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: MM&C REALTY CO LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TRAILER PARK LOT RENTAL 4. NAME OF OTHER BUSINESS: WALTER AND BOAGNI LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE AND GROUP HEALTH START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: POSSIBLE REAL ESTATE TRANSACTIONS AND TO BUY GROUP HEALTH INSURANCE 5. NAME OF OTHER BUSINESS: PEAK REALTY LLC INVESTMENT RELATED: NO ADDRESS: LAFAYETTE, LA 70508 NATURE OF BUSINESS: REAL ESTATE START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LLC WHICH OWNS THE OFFICE 6. NAME OF OTHER BUSINESS: PEAK INSURANCE AGENCY LLC INVESTMENT RELATED: YES ADDRESS: LAFAYETTE, LA 70508 NATURE OF BUSINESS: INSURANCE START DATE: 01/2009 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SELL INSURANCE

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-04-08
• S65 Uniform Investment Adviser Law Examination
  2001-08-21

Other Names

• Charles Francis Bogani