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Nelson S Broncano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Miami, FL

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-02-19
FL RA APPROVED 2010-07-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-02-19
  • FL RA
    APPROVED
    Since 2010-07-14

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

701 Brickell Ave, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 03/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-05
S63 Uniform Securities Agent State Law Examination 1999-12-21
  • S66 Uniform Combined State Law Examination
    2007-11-05
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21

View on SEC IAPD

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