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Narayan Shamrao Athanikar

Ameriprise Financial Services, LLC

Schaumburg, IL

Geneva, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-06-21
TX RA APPROVED 2013-06-21
  • IL RA
    APPROVED
    Since 2013-06-21
  • TX RA
    APPROVED
    Since 2013-06-21

Branch Locations

1375 E Woodfield Rd Ste 750, Schaumburg, IL 60173 • United States

Geneva, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Charles IL 06/2013 03/2020
Ameriprise Financial Services, Llc St Charles IL 03/2020 09/2024
Ameriprise Financial Services, Llc Schaumburg IL 09/2024 Present
Previous Registrations
  • 2009-06-01 → 2013-07-11
    Morgan Stanley
    Geneva, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Geneva, IL
  • 2002-05-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Geneva, IL
    Geneva, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-09
  • S66 Uniform Combined State Law Examination
    2001-07-09
Other Names
  • Narayon Shamrao Athanikar

View on SEC IAPD

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JOHN HERMAN COX
MICHAEL MYLES HARLAN
GREGORY ALLAN KATZMAN
MICHAEL JUDE MASCIOPINTO
CLAIRE MARIE KENT
Michael E Burdick
GEOFFREY THOMAS WHARTON
PAUL PHILLIP KACZMARCZYK

Other Offices

COX FINANCIAL GROUP, LTD. · SCHAUMBURG, IL
CETERA INVESTMENT ADVISERS LLC · SCHAUMBURG, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Schaumburg, IL
WORLD EQUITY GROUP, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · SCHAUMBURG, IL
MARINER INDEPENDENT · Schaumburg, IL
NAVARRO ASSET MANAGEMENT, LLC · SCHAUMBURG, IL

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