Charles Michael Grimm

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 04/2023
  Key Bank Na
  Akron, OH
• 08/2009 → 04/2023
  Key Investment Services Llc
  Canton, OH
• 04/2023 → Present
  Mai Capital Management
  Cleveland, OH

Previous Registrations

• 2007-02-21 → 2009-07-24
  J.P. Morgan Securities Llc
  Cleveland, OH
• 2004-08-09 → 2007-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Medina, OH
  Akron, OH
• 2003-04-01 → 2004-08-20
  Ubs Financial Services Inc.
  Cleveland, OH

Other Businesses

INVEST RELATED: NO OBI: N/A ADDRESS: N/A POSITION: BASKETBALL REFEREE - NOT INVESTMENT RELATED DUTIES: BASKETBALL REFEREE NATURE: OFFICIATE HIGH SCHOOL AND COLLEGE BASKETBALL GAMES TIME: 10 COMMENT: INDEPENDENT CONTRACTOR START DATE: 11/28/2005

Exams

• S66 Uniform Combined State Law Examination
  2003-05-27
• S63 Uniform Securities Agent State Law Examination
  2002-04-10

Designations

• Certified Financial Planner