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Charles Michael Grimm

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-05-01
  • OH RA
    APPROVED
    Since 2023-05-01

Branch Locations

6050 Oak Tree Blvd. Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Na Akron OH 07/2009 04/2023
Key Investment Services Llc Canton OH 08/2009 04/2023
Mai Capital Management Cleveland OH 04/2023 Present
  • 07/2009 → 04/2023
    Key Bank Na
    Akron, OH
  • 08/2009 → 04/2023
    Key Investment Services Llc
    Canton, OH
  • 04/2023 → Present
    Mai Capital Management
    Cleveland, OH
Previous Registrations
Other Businesses

INVEST RELATED: NO OBI: N/A ADDRESS: N/A POSITION: BASKETBALL REFEREE - NOT INVESTMENT RELATED DUTIES: BASKETBALL REFEREE NATURE: OFFICIATE HIGH SCHOOL AND COLLEGE BASKETBALL GAMES TIME: 10 COMMENT: INDEPENDENT CONTRACTOR START DATE: 11/28/2005

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-27
S63 Uniform Securities Agent State Law Examination 2002-04-10
  • S66 Uniform Combined State Law Examination
    2003-05-27
  • S63 Uniform Securities Agent State Law Examination
    2002-04-10
Designations

View on SEC IAPD

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