Mark Allen Frazier

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 05/1992 → Present
  Mark A Frazier Cpa & Associates
  Chillicothe, OH

Other Businesses

1. MARK A. FRAZIER CPA & ASSOCIATES INC. CPA OFFICE. FROM 1992. CPA OFFICE. PRESIDENT. 60/WKLY. 461 NORTH HIGH STREET, CHILLICOTHE, OH 45601-1666. 2. FIRST CAPITAL CPA'S & ASSOCIATES INC., since 1/1/2026, CPA, Employee. Non-investment related, 0-10% - 10 hrs./month time spent on activity during securities hrs. 3. RENTAL PROPERTIES, since 6/2022, Owner, OPERATE RESIDENTIAL RENTAL PROPERTIES. Non-investment related, 1-10% time spent on activity during securities hrs. 4. FARMER, since 6/2022, 7534 Co Road 550, Frankfort, OH 45628. Non-investment related, 1-10% time spent on activity during non-securities hrs. 5. Frazier Financial & Retirement Services LLC, since 12/1/2025, DBA, Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-12-28