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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-08 |
| MO | RA | APPROVED | 2009-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MO | 10/2009 | Present |
| Bank Of America, Na | Springfield | MO | 10/2009 | Present |
I*390588 For profit or not for profit: Entity For Profit Name of outside business organization: Norwex Investment related: N Address of business: Coppell, Texas, 75019 Nature of business: ["Corporation"] Position, title, association: ["Other","Treasurer"], Start date of relationship: 6/4/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Part-Time, Nature of entity is retail sales of cleaning products. Only joined for personal discount.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-28 |
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