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Ted G. Cox

Rbc Rochdale, LLC

Richmond, VA

Allendale, NJ

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-01-13
DC RA APPROVED 2023-01-13
KY RA APPROVED 2023-01-13
OK RA APPROVED 2023-01-13
SC RA APPROVED 2023-01-13
NY RA APPROVED 2021-04-05
AZ RA APPROVED 2014-02-03
MO RA APPROVED 2014-01-24
IL RA APPROVED 2014-01-22
ID RA APPROVED 2014-01-21
IN RA APPROVED 2014-01-21
MN RA APPROVED 2014-01-21
UT RA APPROVED 2014-01-21
LA RA APPROVED 2007-01-09
AL RA APPROVED 2007-01-04
NH RA APPROVED 2007-01-04
TX RA APPROVED_RES 2007-01-04
CO RA APPROVED 2007-01-03
CT RA APPROVED 2007-01-03
KS RA APPROVED 2007-01-03
ME RA APPROVED 2007-01-03
MA RA APPROVED 2007-01-03
NJ RA APPROVED 2007-01-03
OH RA APPROVED 2007-01-03
PA RA APPROVED 2007-01-03
RI RA APPROVED 2007-01-03
WV RA APPROVED 2007-01-03
FL RA APPROVED 2006-12-20
WA RA APPROVED 2006-12-20
GA RA APPROVED 2004-02-26
NC RA APPROVED 2004-02-19
DE RA APPROVED 2004-02-18
VA RA APPROVED 2004-02-18
CA RA APPROVED 2001-07-24
  • AR RA
    APPROVED
    Since 2023-01-13
  • DC RA
    APPROVED
    Since 2023-01-13
  • KY RA
    APPROVED
    Since 2023-01-13
  • OK RA
    APPROVED
    Since 2023-01-13
  • SC RA
    APPROVED
    Since 2023-01-13
  • NY RA
    APPROVED
    Since 2021-04-05
  • AZ RA
    APPROVED
    Since 2014-02-03
  • MO RA
    APPROVED
    Since 2014-01-24
  • IL RA
    APPROVED
    Since 2014-01-22
  • ID RA
    APPROVED
    Since 2014-01-21
  • IN RA
    APPROVED
    Since 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21
  • UT RA
    APPROVED
    Since 2014-01-21
  • LA RA
    APPROVED
    Since 2007-01-09
  • AL RA
    APPROVED
    Since 2007-01-04
  • NH RA
    APPROVED
    Since 2007-01-04
  • TX RA
    APPROVED_RES
    Since 2007-01-04
  • CO RA
    APPROVED
    Since 2007-01-03
  • CT RA
    APPROVED
    Since 2007-01-03
  • KS RA
    APPROVED
    Since 2007-01-03
  • ME RA
    APPROVED
    Since 2007-01-03
  • MA RA
    APPROVED
    Since 2007-01-03
  • NJ RA
    APPROVED
    Since 2007-01-03
  • OH RA
    APPROVED
    Since 2007-01-03
  • PA RA
    APPROVED
    Since 2007-01-03
  • RI RA
    APPROVED
    Since 2007-01-03
  • WV RA
    APPROVED
    Since 2007-01-03
  • FL RA
    APPROVED
    Since 2006-12-20
  • WA RA
    APPROVED
    Since 2006-12-20
  • GA RA
    APPROVED
    Since 2004-02-26
  • NC RA
    APPROVED
    Since 2004-02-19
  • DE RA
    APPROVED
    Since 2004-02-18
  • VA RA
    APPROVED
    Since 2004-02-18
  • CA RA
    APPROVED
    Since 2001-07-24

Branch Locations

7275 Glen Forest Drive, Richmond, VA 23226 • United States

Allendale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rochdale Investment Management Inc New York NY 06/2001 Present
Rim Securities Llc New York NY 06/2001 Present
  • 06/2001 → Present
    Rochdale Investment Management Inc
    New York, NY
  • 06/2001 → Present
    Rim Securities Llc
    New York, NY
Other Businesses

1) Name of Entity: Breakthrough Collaborative Non-investment related Address of Entity: PO Box 71420 Oakland CA 94612 Nature of OBA: Equity in secondary education Position/Title/Relationship: Board Member Start Date: 05/02/2022 Time devoted: 4 hours per month; 0 during securities trading hours Duties: Board member 2) Name of Entity: Reveille United Methodist Church Non-investment related Address of Entity: 4200 Cary Street Road, Richmond, VA. 23226 Nature of OBA: Church Position/Title/Relationship: Board Member Start Date: 04/17/2020 Time devoted: 1 hours per month; 0 during securities trading hours Duties: At large member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-10
  • S66 Uniform Combined State Law Examination
    2001-07-10
Other Names
  • Edward G Cox
  • Edward G. Cox

View on SEC IAPD

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