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Michael Paul Huddles

Mml Investors Services, LLC

New York, NY

New York, NY

CRD 4399688

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
TX RA APPROVED_RES 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2025-07-10

Branch Locations

New York, NY • United States

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities New York NY 03/2011 03/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2018 06/2025
Northwestern Mutual Investment Services Llc New York NY 03/2018 06/2025
Massmutual Life Insurance Company New York NY 06/2025 Present
Mml Investors Services, Llc New York NY 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-02
S63 Uniform Securities Agent State Law Examination 2001-07-23
  • S66 Uniform Combined State Law Examination
    2018-01-02
  • S63 Uniform Securities Agent State Law Examination
    2001-07-23
Other Names
  • Michael Huddles
  • Mike Huddles

View on SEC IAPD

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