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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2003-01-27 |
| TX | RA | APPROVED_RES | 2001-09-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 04/2001 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 12/2009 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: N PAXTON ASSOCIATES3.INVESTMENT RELATED: N4.ADDRESS OF BUSINESS: PO BOX 1399, NEWPORT BEACH, CALIFORNIA 92659-00995.NATURE OF BUSINESS: CORPORATION,7.POSITION, TITLE, ASSOCIATION: FAMILY HELD, 8.START DATE OF RELATIONSHIP: 1/1/20139.NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 011.DUTIES: N. PAXTON IS WHOLLY OWNED BY MY BROTHER, LOUIS GRASSO. FOR HIS OWN ESTATE PLANNING PURPOSES, HE GIFTS $1,000 PER MONTH TO ME AS ALLOWED UNDER THE IRS GIFTING LIMITS. THERE IS NO OUTSIDE BUINESS INTEREST OR INVOLVEMENT WITH N PAXTON ASSOCIATES I*3183276 Entity Type: N/A Name of OBA: JOHN H HEMMENS EXEC EST OF A H Address: Branchburg, New Jersey, 8876 Investment Related: No Position, Title, Association: Executor Employee Start Date: 09/10/2025 Number of Hours: 20, Weekly Number of Hours during trading: 1, Weekly Duties: Executor for Self, Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-03 |
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