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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Omaha | NE | 08/2015 | 05/2019 |
| Central One Fcu | Shrewbury | MA | 06/2019 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 06/2019 | 05/2022 |
| Lpl Financial Llc | Shrewsbury | MA | 05/2022 | Present |
1) 05/18/2022 - Central One Retirement & Investment Center-Investment Related - At Reported Business Location -DBA for LPL Business (entity for LPL business) 2) 05/18/2022 - No Business Name - Investment Related - Wakefield, RI 02879-5839 - Real Estate Rental - Owner - Start Date - 03/2020 - 1 Hours Per Month 3) 05/18/2022 - Central One FCU -Investment Related- At Reported Business Location(s)- Financial Institution Duty - Financial Advisor- Start Date- 06/2019- Time Spent 100% 4) 09/20/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/13/2024 - 5 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-23 |
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