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Hope Winter Dennis

LPl Financial LLC

Shrewsbury, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-18
  • MA RA
    APPROVED
    Since 2022-05-18

Branch Locations

714 Main Street, Shrewsbury, MA 01545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Omaha NE 08/2015 05/2019
Central One Fcu Shrewbury MA 06/2019 Present
Cuna Brokerage Services, Inc. Waverly IA 06/2019 05/2022
Lpl Financial Llc Shrewsbury MA 05/2022 Present
  • 08/2015 → 05/2019
    Mutual Of Omaha
    Omaha, NE
  • 06/2019 → Present
    Central One Fcu
    Shrewbury, MA
  • 06/2019 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Shrewsbury, MA
Previous Registrations
  • 2021-12-14 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Shrewsbury, MA
Other Businesses

1) 05/18/2022 - Central One Retirement & Investment Center-Investment Related - At Reported Business Location -DBA for LPL Business (entity for LPL business) 2) 05/18/2022 - No Business Name - Investment Related - Wakefield, RI 02879-5839 - Real Estate Rental - Owner - Start Date - 03/2020 - 1 Hours Per Month 3) 05/18/2022 - Central One FCU -Investment Related- At Reported Business Location(s)- Financial Institution Duty - Financial Advisor- Start Date- 06/2019- Time Spent 100% 4) 09/20/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/13/2024 - 5 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-14
S63 Uniform Securities Agent State Law Examination 2007-04-23
  • S65 Uniform Investment Adviser Law Examination
    2021-12-14
  • S63 Uniform Securities Agent State Law Examination
    2007-04-23
Other Names
  • Hope Winter Woodcock

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