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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-15
OK RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2024-08-15
  • OK RA
    APPROVED
    Since 2020-11-12

Branch Locations

3101 N Hemlock Circle Suite 130, Broken Arrow, OK 74012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benson Financial Services, Inc. Broken Arrow OK 01/1998 Present
First Allied Securities, Inc. Tulsa OK 05/2010 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Broken Arrow OK 09/2022 Present
Mc Heritage, Llc Deep River City IA 02/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 01/1998 → Present
    Benson Financial Services, Inc.
    Broken Arrow, OK
  • 05/2010 → 09/2022
    First Allied Securities, Inc.
    Tulsa, OK
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Broken Arrow, OK
  • 02/2024 → Present
    Mc Heritage, Llc
    Deep River City, IA
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Broken Arrow, OK
    Broken Arrow, OK
  • 2010-05-26 → 2012-07-02
    First Allied Securities, Inc.
    Broken Arrow, OK
    San Diego, CA
  • 2004-03-16 → 2010-05-26
    Tulsa, OK
    Broken Arrow, OK
  • 2007-11-01 → 2009-12-18
    Vineyard Asset Management, Llc
    Tulsa, OK
Other Businesses

1. BENSON FINANCIAL SERVICES, INC. DIRECT OWNER. STARTED 1/1/1998. SPEND 10 HOURS PER MONTH DURING MARKET HOURS ON THIS BUSINESS; 2. VINEYARD FINANCIAL GROUP, INC. DBA/INSURANCE. ASSOCIATE. STARTED 1/1/1996. SPEND 40 HOURS PER MONTH DURING MARKET HOURS ON THIS BUSINESS; 3. VINEYARD FEDERAL BENEFIT ADVISORS; CERTIFIED FEDERAL BENEFIT ADVISOR; MARKETING/NETWORKING; START DATE 10/25/2013; 12 HOURS PER MONTH; 4. NAME OF OTHER BUSINESS: MC HERITAGE, LLC, INVESTMENT RELATED: NO, ADDRESS: 5335 V18 ROAD, DEEP RIVER CITY, IA, 52222, NATURE OF BUSINESS: FARMLAND, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTED FARMLAND;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-23
S63 Uniform Securities Agent State Law Examination 2000-05-26
  • S65 Uniform Investment Adviser Law Examination
    2004-02-23
  • S63 Uniform Securities Agent State Law Examination
    2000-05-26
Other Names
  • Dick Benson

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