Aaron T Berglin

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-07-16
WI	RA	APPROVED	2000-08-01

TX RA
APPROVED_RES

Since 2010-07-16
WI RA
APPROVED

Since 2000-08-01

Branch Locations

N19 W24400 Riverwood Dr, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Waukesha	WI	05/2001	Present
Bank Of America,N.A.	Waukesha	WI	06/2011	Present

05/2001 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Waukesha, WI
06/2011 → Present

Bank Of America,N.A.

Waukesha, WI

Other Businesses

I*112781 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LAKE COUNTRY PORTERING INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HARTLAND, WISCONSIN 53029 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 5/23/2018 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PASSIVE INVESTOR ROLE IN AUTOMOTIVE BOAT STORAGE AND CLEANING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-07-31

S66 Uniform Combined State Law Examination

2001-07-31

Other Names

Aaron Todd Berglin

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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