Claude J Bishop

Current Employers

Employment History

• 10/1976 → Present
  Claude J. Bishop, C.P.A
  San Rafael, CA
• 04/2016 → 02/2019
  Kestra Financial Services, Inc.
  Austin, TX
• 07/2019 → 01/2025
  Lincoln Financial Advisors
  San Rafael, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  San Ramon, CA

Previous Registrations

• 2019-07-15 → 2025-01-24
  Osaic Fa, Inc.
  San Rafael, CA
  San Ramon, CA
• 2016-04-19 → 2019-03-06
  Kestra Advisory Services, Llc
  Lafayette, CA
• 2001-09-11 → 2016-09-22
  Kestra Investment Services, Llc
  San Rafael, CA
  Pleasant Hill, CA
  Pleasant Hill, CA

Other Businesses

1. CLAUDE J. BISHOP, C.P.A. INC. POSITION: Owner NATURE: Sole owner CPA firm providing tax services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1974 ADDRESS: 38 Corrillo Drive, San Rafael, CA, USA, San Rafael CA 94903, United States DESCRIPTION: retired finishing some final projects and the owner operator. 2. CLAUDE J. BISHOP - INSURANCE POSITION: Sole Proprietor NATURE: The infrequent sale of individual personal life insurance and the receipt of residual commissions for personal life and group medical. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 38 Corrillo Drive, San Rafael, CA, USA, San Rafael CA 94903, United States DESCRIPTION: Advise selected clients and design and obtain traditional insurance coverage 3. TAX SERVICES PROVIDED AS A CPA OFTEN WORKING REMOTELY FORM MY EXISTING CPA FIRM OFFICE. POSITION: Partner - General NATURE: My existing CPA firm practice already included as an OBA of mine will merge with the new firm and I will continue to provide the same services, tax preparation and planning, as I do under my existing CPA outside business activity. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2022 ADDRESS: 38 Corrillo Drive, San Rafael, CA, USA, San Rafael CA 94903, United States DESCRIPTION: Prepare tax returns, review tax returns, meet with clients for income tax planning. 4.CLAUDE J. BISHOP POSITION: Sole Proprietor NATURE: I am a federally registered mortgage loan originator. I have not provided any of these services for the past several years. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/17/2005 ADDRESS: 38 Corrillo Drive, San Rafael CA 94903, United States DESCRIPTION: I am a licensed and I complete continuing education licenses to maintain my license. The activity was not approved as an outside business activity, so I do not provide any of these services.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-21