John Michael Clark

Employer firm

Santander Securities LLC CRD 41791

$3.14B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Santander Securities, Llc
  Dorchester, MA
• 10/2018 → Present
  Santander Bank, Na
  Boston, MA

Previous Registrations

• 2006-04-10 → 2015-09-28
  Commonwealth Financial Network
  Waltham, MA
• 2005-08-19 → 2006-01-13
  Citizens Securities, Inc.
  Quincy, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-01
• S63 Uniform Securities Agent State Law Examination
  2001-10-12