Brett Michael Gasper

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-10-29
TX	RA	APPROVED_RES	2005-09-02

MI RA
APPROVED

Since 2010-10-29
TX RA
APPROVED_RES

Since 2005-09-02

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Bloomfield Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Troy	MI	02/2003	Present

02/2003 → Present

Ubs Financial Services Inc.

Troy, MI

Other Businesses

STAND UP FOR FINANCIAL LITERACY / EDUCATION / ADVOCATE FOR FINANCIAL LITERACY PROMOTE AWARENESS AND HELP FUNDRAISE / START DATE 7/16/2014 MAYBE AN HOUR A MONTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-13
S63	Uniform Securities Agent State Law Examination	2001-12-08

S66 Uniform Combined State Law Examination

2003-03-13
S63 Uniform Securities Agent State Law Examination

2001-12-08

Designations

Certified Financial Planner

View on SEC IAPD