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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-29 |
| TX | RA | APPROVED_RES | 2026-05-29 |
| WY | RA | APPROVED | 2026-05-29 |
Branch Locations
1131 13Th St Unit 208, Cody, WY 82414-3648 • United States
3525 Ocean View Blvd, Glendale, CA 91208-1211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Glendale | CA | 04/2004 | 05/2026 |
| Ameriprise Financial Services Llc | Glendale | CA | 05/2026 | Present |
Business Ownership; Scott's Lazy Fly LLC; Co-owner; Real Estate; P.O. Box 2662, , Cody, WY, 82414; Not Investment-Related; 04/14/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Glendale Area Schools Crdit Union Board of Directors; Director; 1800 Broadview Dr., , Glendale, CA, 91208; Not Investment-Related; 05/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-09 |
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