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Juliann Jo Riley

LPl Financial LLC

Fort Mill, SC

Lincoln, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-02-06
NE RA APPROVED 2025-02-06
TX RA APPROVED_RES 2025-02-06
  • KS RA
    APPROVED
    Since 2025-02-06
  • NE RA
    APPROVED
    Since 2025-02-06
  • TX RA
    APPROVED_RES
    Since 2025-02-06

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Lincoln NE 08/2001 08/2017
Alfs, Inc. Northbrook IL 01/2003 08/2017
Ameritas Investment Corp Lincoln NE 08/2017 08/2021
Mutual Securities, Inc. Camarillo CA 08/2021 01/2025
Mutual Advisors Llc Omaha NE 08/2021 01/2025
Lpl Financial Llc Overland Park KS 01/2025 Present
  • 08/2001 → 08/2017
    Allstate Insurance Company
    Lincoln, NE
  • 01/2003 → 08/2017
    Alfs, Inc.
    Northbrook, IL
  • 08/2017 → 08/2021
    Ameritas Investment Corp
    Lincoln, NE
  • 08/2021 → 01/2025
    Mutual Securities, Inc.
    Camarillo, CA
  • 08/2021 → 01/2025
    Mutual Advisors Llc
    Omaha, NE
  • 01/2025 → Present
    Lpl Financial Llc
    Overland Park, KS
Previous Registrations
  • 2021-08-12 → 2025-01-30
    Mutual Advisors, Llc
    Camarillo, CA
    Omaha, NE
    Omaha, NE
    Lincoln, NE
  • 2021-06-15 → 2021-08-05
    Ameritas Investment Company, Llc
    Lincoln, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-19
S66 Uniform Combined State Law Examination 1999-10-07
  • S65 Uniform Investment Adviser Law Examination
    2020-12-19
  • S66 Uniform Combined State Law Examination
    1999-10-07
Other Names
  • Juliann Jo Cummins
  • Juliann Jo White
  • Juliann Jo Riley
  • Juliann Riley

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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