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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2017-08-11
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2017-08-11

Branch Locations

Westchester, CA • United States

8939 S Sepulveda Blvd Ste 304, Los Angeles, CA 90045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc Austin TX 04/2016 07/2017
Lpl Financial, Llc Torrance CA 07/2017 Present
  • 04/2016 → 07/2017
    Kestra Financial Services, Inc
    Austin, TX
  • 07/2017 → Present
    Torrance, CA
Previous Registrations
  • 2016-04-20 → 2017-07-14
    Aliso Viejo, CA
  • 2014-07-30 → 2016-09-22
    Kestra Investment Services, Llc
    Aliso Viejo, CA
    Marina Del Rey, CA
  • 2015-06-22 → 2015-06-22
    Aliso Viejo, CA
  • 2007-08-20 → 2014-07-31
    Financial Telesis Inc
    Aliso Viejo, CA
Other Businesses

1. 7/14/2017 - LUCENT ELM FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/1/2017 - Time Spent 100%. 2. 7/14/2017 - MARAYAG ENTERPRISES, INC AKA MARAYAG INSURANCE SERVICES - Investment Related - At Reported Business Location(s) - INSURANCE AGENCY - INSURANCE AGENT - Started 1/1/2004 - 30 Hours Per Month During Securities Trading - Time Spent 20% - LIFE INSURANCE, LTC, FIXED ANNUITIES. 3. 5/14/2020 - Reliant Publishing Services - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - FIELD AGENT - Started 01/01/2020 - 5 Hours Per Month/1 Hour During Securities Trading. 4. 10/7/2020 - BEM United, LLC - Investment Related - 13428 Maxella Ave #882, Marina del Rey, CA 90292 - Real Estate Rental - Started 09/21/2020 - 5 Hours Per Month/2 Hours During Securities Trading - LLC to be used to purchase Rental Property. The LLC has just been formed, the rental property has not yet been determined. 5. 6/1/2021 - Lucent Elm Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/25/2021 - 160 Hours Per Month/6 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-09
S63 Uniform Securities Agent State Law Examination 2001-08-30
  • S66 Uniform Combined State Law Examination
    2007-08-09
  • S63 Uniform Securities Agent State Law Examination
    2001-08-30
Other Names
  • Ryan Marayag

View on SEC IAPD

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