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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2017-08-11 |
Branch Locations
Westchester, CA • United States
8939 S Sepulveda Blvd Ste 304, Los Angeles, CA 90045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc | Austin | TX | 04/2016 | 07/2017 |
| Lpl Financial, Llc | Torrance | CA | 07/2017 | Present |
1. 7/14/2017 - LUCENT ELM FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/1/2017 - Time Spent 100%. 2. 7/14/2017 - MARAYAG ENTERPRISES, INC AKA MARAYAG INSURANCE SERVICES - Investment Related - At Reported Business Location(s) - INSURANCE AGENCY - INSURANCE AGENT - Started 1/1/2004 - 30 Hours Per Month During Securities Trading - Time Spent 20% - LIFE INSURANCE, LTC, FIXED ANNUITIES. 3. 5/14/2020 - Reliant Publishing Services - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - FIELD AGENT - Started 01/01/2020 - 5 Hours Per Month/1 Hour During Securities Trading. 4. 10/7/2020 - BEM United, LLC - Investment Related - 13428 Maxella Ave #882, Marina del Rey, CA 90292 - Real Estate Rental - Started 09/21/2020 - 5 Hours Per Month/2 Hours During Securities Trading - LLC to be used to purchase Rental Property. The LLC has just been formed, the rental property has not yet been determined. 5. 6/1/2021 - Lucent Elm Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/25/2021 - 160 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-30 |
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