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Jason S Rotter

Edward Jones

Glen Ellyn, IL

CRD 4398515

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-10
IL RA APPROVED 2019-03-05
  • TX RA
    APPROVED_RES
    Since 2021-05-10
  • IL RA
    APPROVED
    Since 2019-03-05

Branch Locations

45 S Park Blvd Suite 140, Glen Ellyn, IL 60137-6280 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ulu Capital Cincinnati OH 04/2015 12/2016
Edward Jones St Louis MO 12/2018 Present
Homemaker Glen Ellyn IL 01/2017 11/2018
  • 04/2015 → 12/2016
    Ulu Capital
    Cincinnati, OH
  • 12/2018 → Present
    Edward Jones
    St Louis, MO
  • 01/2017 → 11/2018
    Homemaker
    Glen Ellyn, IL
Previous Registrations
  • 2015-06-03 → 2016-12-31
    Ulu Capital, Llc
    Fairfield, OH
  • 2005-06-09 → 2008-03-07
    Van Kampen Advisors Inc
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-04
S65 Uniform Investment Adviser Law Examination 2015-06-16
  • S66 Uniform Combined State Law Examination
    2019-03-04
  • S65 Uniform Investment Adviser Law Examination
    2015-06-16
Other Names
  • Jason Rotter
  • Jason Rotter
  • Jason Shane Rotter

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
WORLD EQUITY GROUP, INC.
VESTGEN ADVISORS, LLC

Nearby Investors

Christopher Trifilio
Natalie M Barraza
Michael Wiess

Nearby Offices

J.P. MORGAN SECURITIES LLC · GLEN ELLYN, IL
WORLD EQUITY GROUP, INC. · GLEN ELLYN, IL
VESTGEN ADVISORS, LLC · Glen Ellyn, IL

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