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Jason S Rotter

Edward Jones

Glen Ellyn, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-10
IL RA APPROVED 2019-03-05
  • TX RA
    APPROVED_RES
    Since 2021-05-10
  • IL RA
    APPROVED
    Since 2019-03-05

Branch Locations

45 S Park Blvd Suite 140, Glen Ellyn, IL 60137-6280 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ulu Capital Cincinnati OH 04/2015 12/2016
Edward Jones St Louis MO 12/2018 Present
Homemaker Glen Ellyn IL 01/2017 11/2018
  • 04/2015 → 12/2016
    Ulu Capital
    Cincinnati, OH
  • 12/2018 → Present
    Edward Jones
    St Louis, MO
  • 01/2017 → 11/2018
    Homemaker
    Glen Ellyn, IL
Previous Registrations
  • 2015-06-03 → 2016-12-31
    Ulu Capital, Llc
    Fairfield, OH
  • 2005-06-09 → 2008-03-07
    Van Kampen Advisors Inc
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-04
S65 Uniform Investment Adviser Law Examination 2015-06-16
  • S66 Uniform Combined State Law Examination
    2019-03-04
  • S65 Uniform Investment Adviser Law Examination
    2015-06-16
Other Names
  • Jason Rotter
  • Jason Rotter
  • Jason Shane Rotter

View on SEC IAPD

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WORLD EQUITY GROUP, INC.
VESTGEN ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
FORTUNE FINANCIAL GROUP, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

Christopher Trifilio
Natalie M Barraza
Michael Wiess
Kevin Gilbert
JOSEPH ANTHONY ORSOLINI
JOSEPH MICHAEL ESPOSITO
MICHAEL NEILL MAHONEY
BRADLEY HOWARD ROSLEY

Other Offices

J.P. MORGAN SECURITIES LLC · GLEN ELLYN, IL
WORLD EQUITY GROUP, INC. · GLEN ELLYN, IL
VESTGEN ADVISORS, LLC · Glen Ellyn, IL
CETERA INVESTMENT ADVISERS LLC · GLEN ELLYN, IL
FORTUNE FINANCIAL GROUP, INC. · GLEN ELLYN, IL
EDWARD JONES · GLEN ELLYN, IL
CETERA INVESTMENT ADVISERS LLC · GLEN ELLYN, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Glen Ellyn, IL

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