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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
KS RA APPROVED 2001-08-13
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • KS RA
    APPROVED
    Since 2001-08-13

Branch Locations

5700 W 112Th St Ste 130, Overland Park, KS 66211-1749 • United States

5700 W 112Th St Ste 130, Overland Park, KS 66211 • United States

Leawood, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Overland Park KS 03/2020 Present
Ameriprise Financial Services, Inc. Overland Park KS 05/2001 03/2020
Other Businesses

Real Estate Ownership; Single Family; 1848 East County Highway 30A, Unit 13, , Santa Rosa Beach, FL, 00000; Not Investment-Related; 11/20/2021. Business Ownership; Thompson Real Estate LLC; passive buy and hold real estate; Real Estate LLC. Ownership and management of various income producing properties including vacation rental.; 12604 Cambridge Rd, , Leawood, KS, 66209; Not Investment-Related; 02/02/2005; 1 to 9 hours per month; 0 during trading hours / Creative Collaboration LLC; Managing Director; other, used to manage practice expenses, taxes and staff compensation; 5700 W 112th Ste 130, , Overland Park, KS, 66211; Not Investment-Related; 02/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / MRT Operations LLC; Owner; Manage Ameriprise Business; 12604 Cambridge Rd, Leawood, KS, , LEAWOOD, KS, 66209; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Creative Collaboration; Owner/Finanical Adviosr - Role is (Financial Advisor - Advisory Services) this is compensation paid to me for providing client service support, analysis and recommendations as it relates to financial planning and managed accounts. This work includes: directing staff duties on a day to day basis, executing paperwork, completing analysis, providing recommendations, meeting with clients, answering ad hoc questions/calls from clients and ensuring key compliance expectations are met.President/CEO: Dutiees include carrying out the decisions that have been made by the leaders of the business and enforce the basic guiding principles that will keep the focus of the team on growth and development.; ; 5700 W. 112th Street, Suite 130, , Overland Park, KS, 66211; Investment-Related; 02/15/2020; 60 hours per month; 60 during trading hours / MRT Operations LLC; Owner; Manage advisory business; 12604 Cambridge Rd, Leawood, KS, , LEAWOOD, KS, 66209; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-08
  • S66 Uniform Combined State Law Examination
    2001-08-08

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