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Jason Eric Craig

Prospera Financial Services, Inc.

Dallas, TX

Mount Holly, NC

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-11-01
  • NC RA
    APPROVED
    Since 2013-11-01

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Mount Holly, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Inc. Dallas TX 07/2013 12/2025
Prospera Financial Services Inc. Dallas TX 01/2026 Present
Previous Registrations
  • 2007-12-03 → 2013-08-12
    Tca Financial Group, Llc
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2004-08-30 → 2007-11-26
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Charlotte, NC
  • 2002-08-16 → 2002-11-06
    Banc Of America Investment Services, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-15
S63 Uniform Securities Agent State Law Examination 2001-08-17
  • S65 Uniform Investment Adviser Law Examination
    2002-08-15
  • S63 Uniform Securities Agent State Law Examination
    2001-08-17

View on SEC IAPD

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