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Yun Ze Feng

Santander Securities LLC

Boston, MA

Scotch Plains, NJ

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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-03
  • NJ RA
    APPROVED
    Since 2024-05-03

Branch Locations

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

2253 North Avenue, Scotch Plains, NJ 07076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Cupertino CA 10/2015 09/2016
Unionbanc Investment Services Walnut Creek CA 09/2016 02/2021
Mufg Union Bank Walnut Creek CA 09/2016 02/2021
Key Investment Services Tacoma WA 02/2021 01/2022
Santander Bank, Na Boston MA 01/2022 Present
Santander Securities, Llc Dorchester MA 01/2022 Present
  • 10/2015 → 09/2016
    Td Ameritrade
    Cupertino, CA
  • 09/2016 → 02/2021
    Unionbanc Investment Services
    Walnut Creek, CA
  • 09/2016 → 02/2021
    Mufg Union Bank
    Walnut Creek, CA
  • 02/2021 → 01/2022
    Key Investment Services
    Tacoma, WA
  • 01/2022 → Present
    Santander Bank, Na
    Boston, MA
  • 01/2022 → Present
    Santander Securities, Llc
    Dorchester, MA
Previous Registrations
  • 2021-02-17 → 2022-01-21
    Key Investment Services Llc
    Brooklyn, OH
    Tacoma, WA
  • 2016-09-29 → 2021-02-24
    U.S. Bancorp Advisors, Llc
    Walnut Creek, CA
  • 2015-10-15 → 2016-09-06
    Td Ameritrade, Inc.
    Cupertino, CA
    Cupertino, CA
  • 2015-10-15 → 2016-09-06
    Td Ameritrade Investment Management, Llc
    Cupertino, CA
    Cupertino, CA
  • 2011-01-03 → 2012-05-31
    Wells Fargo Clearing Services, Llc
    Seattle, WA
    Tukwila, WA
    Bellevue, WA
  • 2005-12-09 → 2011-01-03
    Wells Fargo Investments, Llc
    Bellevue, WA
    Bellevue, WA
    Fremont, CA
    Newark, CA
    Newark, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-10
S63 Uniform Securities Agent State Law Examination 2002-09-13
  • S66 Uniform Combined State Law Examination
    2015-11-10
  • S63 Uniform Securities Agent State Law Examination
    2002-09-13
Designations
Other Names
  • Edwin Feng
  • Yun Ze Feng
  • Yun Feng

View on SEC IAPD

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