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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-14
  • TX RA
    APPROVED
    Since 2015-08-14

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

3981 Barker Cypress Rd, Houston, TX 77084 • United States

19704 Northwest Fwy, Houston, TX 77065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Houston TX 07/2015 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
  • 2002-09-10 → 2002-11-27
    A. G. Edwards & Sons, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-14
S63 Uniform Securities Agent State Law Examination 2001-11-07
  • S66 Uniform Combined State Law Examination
    2015-08-14
  • S63 Uniform Securities Agent State Law Examination
    2001-11-07
Other Names
  • Michael E Murphy
  • Michael E. Murphy

View on SEC IAPD

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