Charles Dominic Dayer Wild

Current Employers

Employment History

• 10/2010 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → 05/2019
  Lpl Financial Llc
  Norwalk, CT
• 07/2018 → Present
  Osaic Wealth, Inc.
  Old Greenwich, CT

Previous Registrations

• 2018-02-14 → 2019-06-17
  Lpl Financial Llc
  Norwalk, CT
• 2010-10-19 → 2018-02-14
  Invest Financial Corporation
  Norwalk, CT
  Appleton, WI
• 2010-05-10 → 2010-10-19
  Summit Equities, Inc.
  White Plains, NY
  Parsippany, NJ
  Parsippany, NJ
• 2010-05-03 → 2010-10-19
  Summit Financial Resources Inc
  Parsippany, NJ
• 2009-09-04 → 2010-04-28
  Transamerica Financial Advisors, Llc
  Danbury, CT
  Huntington Beach, CA
• 2008-04-29 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Huntington Beach, CA
  Danbury, CT
• 2005-06-28 → 2007-10-17
  Park Avenue Securities Llc
  White Plains, NY
  Rye Brook, NY

Other Businesses

1) CHARLES WILD POSITION: Broker NATURE: Sale of fixed insurance products, sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 07/01/2001 ADDRESS: 1445 E Putnam Ave, Old Greenwich CT 06870, United States DESCRIPTION: Sales and service of life, disability, long term care and health insurance. 2) PINNACLE TAXX POSITION: Associate NATURE: S corp INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/29/2019 ADDRESS: 1445 E Putnam Ave, Old Greenwich CT 06870, United States DESCRIPTION: Prepare tax returns for clients. 3) CANDREVA ENVIRONMENTAL FOUNDATION POSITION: Secretary NATURE: 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 27 Cambridge Ct, Highland NY 12528, United States DESCRIPTION: I review and vote on proposals for mini-grants to schools in Westchester and Putnam counties for environmental education programs. I do not handle any funds or have any access to bank or investment accounts. More info at www.candreva.org.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-24
• S63 Uniform Securities Agent State Law Examination
  2001-08-31

Designations

Other Names

• Chuck Wild