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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-08-19 |
| TX | RA | APPROVED | 2016-08-19 |
Branch Locations
135 S State College Blvd Ste 550, Brea, CA 92821 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Brea | CA | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brea | CA | 11/2016 | Present |
NATURE'S REALM, INV RELATED, BIG BEAR LAKE, CA, 100% OWNERSHIP, START 9/1/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-04 |
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