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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2007-11-07 |
| TX | RA | APPROVED | 2007-10-25 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 10/2007 | Present |
1) Georgia State Golf Association/ INVESTMENT RELATED?: no/ 2205 Northside Drive Suite 200, Atlanta, GA, 30305 US/ Attend quarterly board meetings, 8 hours / year. Assist with overall strategy and business development for charity./ start date: 7/31/2021 2) TBD - CRUSHR Atlanta/ Category - Company/ Principal Business Activity - Mobile Waste Compaction of commercial, industrial and manufacturing in open-top dumpsters/ Role - Partner/ Duty - Partner, Board Member./ Comp - No 3)Mosoda Partners, LLC/ Category - Company/ Principal Business Activity- Real Estate/ Role - Member of LLC/ Duty - Investment into real estate - non operating - no active role in the investment/ Comp - No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-06 |
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