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Current Employers
345 Investment Advisory, Llc

4835 East Cactus Road Suite 255, Scottsdale, AZ 85254 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-11
NV RA APPROVED 2026-06-11
TX RA APPROVED 2026-06-09
  • AZ RA
    APPROVED
    Since 2026-06-11
  • NV RA
    APPROVED
    Since 2026-06-11
  • TX RA
    APPROVED
    Since 2026-06-09

Branch Locations

4835 East Cactus Road Suite 255, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2001 06/2020
Equitable Advisors, Llc New York NY 06/2009 06/2026
345 Investment Advisory, Llc Scottsdale AZ 06/2026 Present
Equitable Advisors, Llc New York NY 05/2001 06/2026
Centaurus Financial, Inc. Anaheim CA 06/2026 Present
Previous Registrations
  • 2006-04-05 → 2026-06-09
    Las Vegas, NV
    Las Vegas, NV
    Scottsdale, AZ
    Scottsdale, AZ
    Las Vegas, NV
Other Businesses

1. 345 Wealth Management, LLC; Investment-related; 4835 E. Cactus Road, Suite 255, Scottsdale, AZ 85254; Owner/Partner; Approximately 120 hours/month will all hours during securities trading hours. 2. POA/trustee for immediate family members (parents); 0 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-22
  • S66 Uniform Combined State Law Examination
    2001-06-22
Other Names
  • Patrick Abbott Kearns

View on SEC IAPD

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