Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-07-08
OK RA APPROVED 2016-07-07
ND RA APPROVED 2016-07-02
SD RA APPROVED 2016-06-29
FL RA APPROVED 2016-06-28
TX RA APPROVED_RES 2003-12-15
NE RA APPROVED 2001-09-21
  • IA RA
    APPROVED
    Since 2016-07-08
  • OK RA
    APPROVED
    Since 2016-07-07
  • ND RA
    APPROVED
    Since 2016-07-02
  • SD RA
    APPROVED
    Since 2016-06-29
  • FL RA
    APPROVED
    Since 2016-06-28
  • TX RA
    APPROVED_RES
    Since 2003-12-15
  • NE RA
    APPROVED
    Since 2001-09-21

Branch Locations

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Omaha NE 05/2001 Present
Other Businesses

Fire Ridge Estates Home Owners Asssociation / C/O Lamb Real Estate: 3025 S. 87th Street Omaha,NE 68124 / Association (i.e., Trade or Industry, Sport...)/ Real Estate / Oversee the covenants of the HOA / Member of Board of Directors / / Oversee the covenants of the HOA / Start Date 01/25/2017 / End Date 12/31/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-26
  • S66 Uniform Combined State Law Examination
    2001-07-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lincoln, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor