Mark Francis Helfrich

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 05/2022
  Cuna Mutual Group
  Waverly, IA
• 09/2006 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → 09/2024
  Lpl Financial Llc
  Easton, MA
• 09/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2022-05-25 → 2024-10-10
  Lpl Financial Llc
  Easton, MA
  Randolph, MA
  Bridgewater, MA
  Cranston, RI
• 2006-09-29 → 2022-05-23
  Cuna Brokerage Services, Inc.
  South Boston, MA
  Randolph, MA
  Bridgewater, MA
  Brockton, MA
  Bridgewater, MA
  Brockton, MA
  Easton, MA
  Waverly, IA
• 2004-07-13 → 2005-12-31
  Voya Financial Advisors, Inc.
  Marshfield, MA

Other Businesses

1) MARK F HELFRICH, 521 FOREST STREET MARSHFIELD ME, 09/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 20 HR/MO 20 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 10/16/2024

Exams

• S66 Uniform Combined State Law Examination
  2001-08-02